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Investment Compliance Analyst
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Wellington Management Com...
Salary: Competitive
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USA-MA-Boston |
08 Nov |
| Investment Compliance Analyst |
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Regulatory Compliance Analyst
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Wellington Management Com...
Salary: Competitive
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USA-MA-Boston |
08 Nov |
| Regulatory Compliance Analyst |
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Senior Compliance Officer (Broker Dealer Specialist)
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Metropolitan West Asset M...
Salary: Competitive and commensur...
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USA-CA-Los Angeles |
06 Nov |
| The Senior Compliance Officer assists the CCO with compliance activities related to the firm’s limited purpose broker dealer... |
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Institutional Brokerage Compliance Associate
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Susquehanna International...
Salary: Commensurate with experie...
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USA-NY-New York City |
06 Nov |
| fixed income compliance corporate bonds |
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Compliance Administrator
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Not Disclosed
Salary: Competitive / DOE
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USA-CA-Santa Barbara |
06 Nov |
| Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candidate is a skille... |
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Compliance Assessment - Associate
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
06 Nov |
| See job description below |
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Fixed Income Regulatory Oversight/Surveillance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
06 Nov |
| See job description below |
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Sales and Trading Compliance Strategic Projects Associate
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
06 Nov |
| See job description below |
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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
06 Nov |
| See job description below |
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Head of Interest Rate and Currency Products Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
06 Nov |
| See job description below |
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Vice President - Operational Risk - CRM
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
06 Nov |
| See job description below |
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Executive Director - Operational Risk - CRM
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
06 Nov |
| See job description below |
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Vice President - Operational Risk - Policy Governance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
06 Nov |
| See job description below |
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AVP - Compliance
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Moody's Corporation
Salary: Not Specified
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USA-NY-New York City |
06 Nov |
Responsibilities
Department: Moody's compliance function operates globally to provide comp... |
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Private Banking Compliance Officer
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Credit Suisse
Salary: Competitive
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USA-NY-New York City |
06 Nov |
| PB Compliance Officer |
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Trading Risk Analyst
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Orbis Investment Manageme...
Salary: Competitive
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USA-NY-New York City |
05 Nov |
| This job is located in Bermuda |
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Compliance Associate
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Tower Research Capital LL...
Salary: Depends on experience
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USA-NY-New York City |
05 Nov |
| Tower Research Capital LLC, a high-frequency proprietary trading firm, seeks a motivated and highly organized Compliance Asso... |
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Legal Documentation Negotiator
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Société Générale - US
Salary: Commensurate with experie...
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USA-NY-New York City |
05 Nov |
| This person will work in the Legal and Compliance Department which provides legal support to the entire Bank.
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Compliance- Securities Surveillance and Investigations Analyst
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
05 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. W... |
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Attorney / Legal Counsel
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Lazard Asset Management
Salary: Competitive - Commensurat...
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USA-NY-New York City |
05 Nov |
| Lazard Asset Mananagement seeks Attorney to support the Firm's products and activites. Primary focus will be on Alternative... |
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Commodities Compliance Analyst/Associate, New York
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The Compliance Search Gro...
Salary: Based on experience.
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USA-NY-New York City |
05 Nov |
| Investment bank seeks a Commodities Compliance Analyst.
Principal Responsibilities:
The Compliance person will cover t... |
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U.S. Compliance Director/FINOP
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Michael Page
Salary: 125,000 -150,000
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USA-NY-New York City |
05 Nov |
| Global Financial Advisory/Broker Dealer Firm is looking to add a mid-senior level Compliance Director/FINOP. The firm is grow... |
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Director of Equities Compliance
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Michael Page
Salary: Will be a very competitiv...
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USA-NY-New York City |
05 Nov |
| Our client is a well established financial services firm. They are currently in need of a Director of Equities Compliance for... |
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Compliance Advisory - Bank Regulatory and Corporate Trust
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
05 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. We’... |
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Compliance Associate
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The Forum Group
Salary: Base plus bonus
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USA-NY-New York City |
04 Nov |
| US Based Inevestment Management firm is looking to bring on an Associate to help with the review of Broker Dealer and Institu... |
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Compliance Officer
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The Forum Group
Salary: Base plus bonus
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USA-NY-New York City |
04 Nov |
| International Bank and B/D is looking for help for a broad compliance candidate. |
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AML / MANTAS 5.8 Consultant
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The Forum Group
Salary: P/H
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USA-NY-New York City |
04 Nov |
| Our client, a global correspondent and commerical bank is seeking to fill a consulting with a strong focus on AML and MANTAS... |
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Director- Equities Compliance
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Société Générale - US
Salary: Commensurate with experie...
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USA-NY-New York City |
04 Nov |
| This position is in the US Legal and Compliance Department and is for a Senior MARK (Global Markets) Compliance Officer -Equi... |
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Counsel
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Société Générale - US
Salary: Commensurate with experie...
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USA-NY-New York City |
04 Nov |
| This person will work in the Legal and Compliance Department, which provides legal support to the entire Bank. |
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Sr. Business Leader, Revenue Systems
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Visa
Salary: Competitive
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USA-CA-San Mateo |
04 Nov |
| The Senior Business Leader position within the Finance Systems Strategy will be responsible for managing a team of program an... |
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